Ernster Law Offices, P.C. - Business Newsletters | Pasadena California Law Firm Lawyer Web Site

Business

Business Conduct Codes for New York Stock Exchange and Nasdaq Listed Companies More...

Criminal Liability of Officers and Directors for Corporate Antitrust Violations

Criminal Liability of Officers and Directors for Corporate Antitrust Violations More...

Bylaws are written provisions describing how day-to-day operations of a corporation will be conducted. A corporation's activities are governed, in order of precedence, by statute, corporate charter, and bylaws. More...

Record Retention Requirements for Securities Brokers and Dealers

Brokers and dealers engaging in securities transactions are required to maintain various records for varying periods under Securities and Exchange Commission rules. For example, "blotters" reflecting all purchases and sales of securities must be retained for six years. Copies of sale or purchase confirmations must be kept in an easily accessible place for two years and then for an additional year thereafter. More...

Protection for Federal Water Pollution Control Act Whistleblowers

Protection for Federal Water Pollution Control Act Whistleblowers More...

Areas of Practice

Business Litigation
Commercial Law
Construction Law
Contracts
Debtor and Creditor

Office Hours

Monday08:00 AM - 06:00 PMTuesday08:00 AM - 06:00 PMWednesday08:00 AM - 06:00 PMThursday08:00 AM - 06:00 PMFriday08:00 AM - 06:00 PM